Business Details
Your Trusted Financial Advisers in Knaresborough
At Rockwood Financial Solutions, we are committed to providing independent, client-focused financial advice tailored to individual needs. With years of experience in the industry, our team of qualified professionals takes a holistic approach to financial planning, ensuring that every recommendation aligns with our clients' unique circumstances and goals. We pride ourselves on our impartiality, offering access to a wide range of products from leading providers while maintaining a strong emphasis on transparency and trust. Our dedication to regulatory compliance and professional integrity ensures that clients receive advice of the highest standard.By prioritising long-term relationships, we aim to help clients navigate life's financial challenges with confidence, whether they are planning for retirement, managing investments, or securing their family's future. Our approach combines technical expertise with a personal touch, making complex financial concepts accessible and actionable. We are passionate about empowering clients to make informed decisions, providing ongoing support to adapt strategies as their needs evolve. This commitment to excellence has earned us a reputation as a trusted partner in financial planning, reflected in the positive feedback from our satisfied clients.
Services
Pensions Advice
Estate Planning
Investment Advice
Corporate Financial Planning
Tax Planning
Highlights and features
- We offer independent advice with access to a wide range of financial products.
- Our team includes Chartered Financial Planners with specialist qualifications.
- We provide individually tailored financial strategies based on comprehensive assessments.
- Our advisers are regulated by the Financial Conduct Authority.
- We prioritise long-term client relationships with ongoing support and reviews.
Associations and certifications
- Financial Conduct Authority
- Chartered Financial Planner
- Fellow of the Personal Finance Society
What people say
Trust their recommendations implicitly
Holistic approach to planning
Knowledgeable and approachable team
Excellent service quality
Confidence in financial security
Services
Pensions Advice
Our pensions advice service helps clients optimise their retirement savings through tailored strategies. We specialise in pension consolidation, drawdown options, and tax-efficient planning. With Chartered Financial Planners on our team, we provide expert guidance on maximising pension value while minimising risks. Our approach considers current financial status, future goals, and risk tolerance to create sustainable retirement income solutions.
Estate Planning
Estate planning services focus on protecting assets and facilitating smooth wealth transfer. We help clients structure their financial affairs to minimise inheritance tax, establish trusts, and create comprehensive wills. Our team works closely with legal professionals to ensure all documentation aligns with current legislation. We provide ongoing reviews to adapt plans as family circumstances or tax laws change, ensuring long-term effectiveness.
Investment Advice
Our investment advice service offers customised portfolio solutions based on individual risk profiles and financial objectives. We provide access to diverse investment vehicles while maintaining a focus on risk management. The team conducts regular portfolio reviews and rebalancing to maintain alignment with market conditions and client goals. We specialise in creating income-generating investments for retirees and growth-oriented strategies for younger investors.
Corporate Financial Planning
Corporate financial planning services cater to business owners' unique needs, covering succession planning, business protection, and employee benefits. We help establish appropriate insurance structures, develop exit strategies, and implement tax-efficient remuneration packages. Our approach integrates personal and business financial goals, ensuring comprehensive protection and growth strategies for both business and personal assets.
Tax Planning
Tax planning services focus on minimising tax liabilities through legitimate strategies while maintaining compliance. We specialise in income tax, capital gains tax, and inheritance tax planning. Our team works closely with accountants to coordinate tax-efficient investment structures and charitable giving strategies. We provide ongoing monitoring to adapt plans according to changing tax legislation and personal circumstances.
People
Catherine Casey
Director
With industry experience since 2000, Catherine is a Chartered Financial Planner and Fellow of the Personal Finance Society. She specialises in holistic financial planning, focusing on long-term client relationships and tax-efficient strategies. Her expertise covers pensions, investments, and estate planning.
Linda Lodge
Operations & Finance Manager
As the longest-serving team member, Linda manages office operations and client onboarding. With a background in IT project management, she ensures smooth administrative processes and regulatory compliance. She plays a key role in client report preparation and case management.
Karen Malin
Consultant
Former Compliance Director with extensive experience in financial regulation. Karen provides compliance support to advisory firms, bringing practical regulatory expertise and a client-focused approach to ensure adherence to FCA requirements while maintaining business efficiency.
Helen Malin
Client Services Administrator
Helen manages client communications and administrative support. With experience in customer service sectors, she ensures efficient client interactions and documentation management. Her focus is on maintaining high service standards throughout the client journey.
Anne-Marie Hartill
Marketing Consultant
Chartered Marketer with 14 years' experience in financial services marketing. Anne-Marie develops communication strategies that align with client needs while ensuring regulatory compliance. She combines digital marketing expertise with traditional financial communications to enhance client engagement.
Questions
What financial services do you specialise in?
We specialise in pensions advice, estate planning, investment management, tax planning, and corporate financial solutions tailored to individual client needs.
Are you regulated by any financial authorities?
Yes, we are authorised and regulated by the Financial Conduct Authority (FCA) under reference number 593766.
How do you ensure advice is tailored to individual needs?
We conduct comprehensive fact-finding sessions to understand your financial situation, goals, and risk tolerance before developing customised strategies.
Can you help with pension consolidation?
Yes, we specialise in consolidating multiple pensions into cohesive retirement strategies that optimise tax efficiency and investment performance.
What areas do you cover?
Based in Knaresborough, we serve clients throughout Yorkshire and offer remote consultations for those outside our immediate geographic area.
How are your advisers qualified?
Our team includes Chartered Financial Planners and members of professional bodies like the Personal Finance Society with ongoing continuing professional development.
